From: Keith Buckholz
Sent: 1/9/2018 2:15:19 PM
To: Funda Bozkurt
CC: Paolo De-Leon
Subject: FW: New Derivatives account. I
Importance: High
Classification: For Internal use only
Hi Funda,
Do you know who owns or maintains KYC documentation (for WM accounts)? Thanks.
Regards,
Keith
From: Keith Buckholz
Sent: Friday, December 08, 2017 11:38 AM
To: Srikanta Gouda ca; Surendra Singh a; Collateral Admin-NY
Cc: Nitin-X Sin h ; Collateral Admin-NY >; CUSTOMERBUILD BLO
, Sendhil-kumar K III
; *FX Middle Office'
Debra Jasper Roxanne Scott c Halina
Laczny Hiren Mathur ; CRM-PWM Derivatives -
Enid Ellis Collateral-Assets Newyork
Subject: RE: New Derivatives account. ll)
Importance: High
Classification. For Internal use only
Hi Srikanta,
Is there an escalation point for this issue? Going forward BRM will not be providing KYC documentation to have
collateral accounts set up. Thanks.
Regards,
Keith
Keith Buckholz, CAIA
Director Credit Risk Officer
Deutsche Bank Wealth Management
Business aligned Risk Management
345 Park Avenue, MS NYC20-1406
From: Keith Buckholz
Sent: Monday, November 20, 2017 2:01 PM
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041659
CONFIDENTIAL SDNY_GM_00187843
EFTA01356121