Paolo,
I will set up a call with all to discuss how we can support these requests.
Thanks,
Teresa Metallo
Vice President
WM OPS
Regulatory - Risk & Control
60 Wall Street
New York, NY 10005
From: Paolo De-Leon
Sent: Thursday, January 18, 2018 11:07 AM
To: Surendra Sin Abhijit Mukherjee Debra Jasper
Cc: Keith Buckhol. Srikanta Gouda
eresa Metallo
Subject: RE: New Derivatives account. [I]
Adding Teresa to the thread.
Teresa- it seems that Gideon Pinedo who I believe was previously on your direct team used to help out with retrieving
the below information. Would you happen to have someone on your team that can help provide Surenda with the
below information so that he can build the dummy bond in 152 and so that ultimate we can add collateral into the daily
derivative report, which is an important report that risk relies upon.
Debbie and Halina- please let us know who the direct owners of the below information is (note that these are Wealth
Management clients).
SIC Code
NACE Code
KYC Document
PCR Document
RDC Document
Thank you,
Paolo
Paolo De Leon
Assistant Vice President I Credit Risk Officer
Deutsche Bank Trust Company Americas
Business Risk Management
345 Park Avenue - 14th Floor
New York, NY, USA 10154-0004
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