Scott < @LIbi.com>; Halina Laczny < >; FX Middle Office <fx-
middleoffice@list.db.com>; Hiren Mathur < >; CRM-PWM Derivatives <crrn-
pwm.derivatives@db.com>; Enid Ellis < >; Collateral-Assets Newyork <collateral-
assets.newyork@db.com>
Subject: RE: New Derivatives account. [I]
Classification: For Internal use only
Hi Surendra,
Can you please let me know who is asking for this information? We have never provided this information in the past
when setting up new DDR accounts. I also don't have access to the requested documents. Thanks.
Regards,
Keith
From: Surendra Singh
Sent: Tuesday, November 14, 2017 11:00 AM
To: Keith Buckholz < db.com>
Cc: Srikanta Gouda < >; Surendra Singh < >; Nitin-X Singh <nitin-
>; Collateral Admin•NY <collateral admin-ny@db com>; CUSTOMERBUILD BLO
«:ustornerbuild.blo©slb.corri>; Surendra Singh >; Sendhil-kumar K
>; FX Middle Office <fx-middleoffice ist.db.com>; Debra Jasper < >: Roxanne
Scott < >; Halina Laczn • FX Middle Office <fx-
midcJlegffice@list.db,com>; Hiren Mathur < >; CRM-PWM Derivatives <crm-
pwritderivatives@db.corn>; Enid Ellis <
Subject: FW: New Derivatives account. Ill
Classification: For Internal use only
Hello Keith,
Relevant team is asking to provide below information to get this request processed further. Request you to provide the
same.
SIC Code
NACE Code
KYC Document
PCR Document
RDC Document
Kind regards,
Surendra Singh
Surendra Singh
Associate I COO Wealth Management Operations
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041701
CONFIDENTIAL SDNY_GM_00187885
EFTA01356134