EFTA01356230

Vanguardia Repudiation COB Need to send to verification lamaat 6/19/2019 Inversiones SA 134 West 58th Realty Remediation COB Jamaal Advise what else is Jamaal 06/19/2019 LLC required Ultralat Capital Refresh COB Waiting on IBOs to be build. The Joe 6/21/2019 Markets work on GKYs 125 Washington Remediation COB IT issue Joe 6/14/2019 Colina Insurance Remediation COB Dobson CC Limited Remediation COB List of requirements Jamaal 6/21/2019 Partnership Pending with Business Dakota Pacific Global Macro fund I.LC Extension Client to provide clarification to AR: question Staple Street Global Extension With business to obtain from client Daniel and Suzzan Cohen Repudiation Tax issue, MIFID opt-out DA Brazil NCA With business to obtain from client DA Venezuela NCA With business to obtain from client Ultralat Capital Markets Refresh With business to obtain from client Anschutz Investment Company Extension With business to provide required info Fox Growth Fund Inc NCA Pending with business Niscaly NCA Pending with business Black Maple Capital Partners NCA With business to obtain from client The Lamia Ventures Corporation Remediation With business to obtain from client. Client on vacation Blue Nfedia Investments Remediation With business to provide list of requirements Thank you <irnage004.gib Nina Tona Brunelli Deutsche Bank Wealth Management Instiintiowl Wealth Partners — Business Nlairager Americas f1w•chc Rank IAmericas) I.id. .3022 (t, PaJimay. 32256 #Positive Impact IWP products and services are intended for and available only to sophisticated, experienced investors who qualify as "institutional accounts" under F1NRA Rule 4512(c)(3), and are capable CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041977 CONFIDENTIAL SDNY_GM_00188161 EFTA01356230