From: Melisa Venegas
Sent: 6/1/2017 4:49:02 PM
To: acob ; Lee Flutter
]; Armen Brash
CC: Vaishati-P Meht- ; Patrick Harris Sheffali Welch
Subject: May - 2017 AML/KYC Escalation Reports II]
Attachments: US_Onshore.xlsx
Classification: For Internal use only
All,
Attached is the monthly AML/KYC escalation report for overdue and coming due items. Please review and
address accordingly.
• Overdue temporary exceptions — 7
• Past due in person meetings — 19
Thank you.
Melisa Venegas
Deutsche Bank Wealth Management
60 Wall Street, 10005.2836 New York, NY, USA
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042216
CONFIDENTIAL SDNY_GM_00188400
EFTA01356371