It of Clients 2017
Teams MAR APR MAY JUN JUL AUG SEP OCT NOV DEC Total
USO 97 124 62 47 73 120 143 122 22 11 821
LatAm 46 37 37 50 21 72 53 86 13 2 417
MEA-NY 21 2 7 7 6 13 4 1 61
GAT 6 2 1 1 2 1 3 3 1 20
Total 170 163 102 105 103 199 212 215 35 15 1319
4. I believe the weekly report provided on Monday is being shared with Patrick Campion.
Regards,
Rodrigo
Rodrigo Quintero
Vice President
Deutsche Bank Securities Inc.
Deutsche Bank Wealth Management
502 uite 400, 32256 Jacksonville, USA
Tel.
Email
From: Sheffali Welch
Sent: Friday, June 09, 2017 1:17 PM
To: Rodrigo Quintero < >; Patrick Harris
Cc: Emily Craig < , Daphne Cales ; Janice Franklin
>; Armen Brash <
Subject: RE: KYC HR Clients Remediation - Status jlj
Classification: For Internal use only
How many are overdue?
What have you excluded regarding small clients? At this point, you should only be pulling out those with <52mm CBV.
Is there a breakdown by banker as well, as it appears there are —200 with bankers right now.
Finally — has this also been sent to Patrick Campion?
Kind regards,
Sheffali
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