1. The client may continue to conduct trades and transactions in existing accounts without Compliance pre-approval,
provided that the business has determined these transactions do not involve any unusual and/or suspicious activity or
are in a size that is unusually significant or a novel structure.
2. Consistent with this, CMS may also "open" accounts to facilitate activity as a booking matter where the activity has
already been approved in AWM.
3. In addition, the business will need to monitor for any further developments in connection with the reputational risk
of this client relationship and to review transaction/activity conducted in the accounts for any activity, size or structure
as described in #1 above.
Many thanks, Jan
Elizabeth J. Ford
Managing Director I Head of Compliance. Americas
Deutsche Bank
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042394
CONFIDENTIAL SDNY_GM_00188578
EFTA01356506