Cynthia Rodriguez
Assistant Vice President
Deutsche Bark Trust Company Americas
Deutsche Bark Wealth Management
-0004 New York. NY. USA
From: Michelle Gabriel On Behalf Of Amlcompliance Inquiries
Sent: Tuesday, April 11, 2017 3:00 PM
To: Bradley Gillin; Cynthia Rodriguez
Cc: Amlcompliance Inquiries; Stewart Oldfield
Subject: Inquiry regarding A/C 42953467 - PLAN D, LLC, Case 140632 [I]
Classification: For Internal use only
Good afternoon Brad & Cynthia:
I am sending the below request to you both, as I see Stewart Oldfield is out on MTA. Any assistance you can provide
would be greatly appreciated.
As a part of the PWM anti-money laundering monitoring program, the PRIME system is used to automatically identify
transactions that meet certain high risk transaction patterns. When transactions occur which mimic those patterns, the
activity must be researched to confirm that it is legitimate.
In a small percentage of these cases, Compliance must contact the Wealth Advisor for additional information about the
account in order to conclude the research process. Your response is required for the Bank to comply with federal
guidelines for concluding the research of these matters in a timely fashion. Your complete response must be received
within 5 business days.
To the best of your ability, please provide details regarding the item(s) below:
3/31/17 - $22,500,000 Incoming Wire from BV70 LLC
• What is the purpose of the Incoming Wire from BV70 LLC?
• What is the relationship between the client and BV70 LLC?
• What type of products/services does BV70 LLC provide?
• We cannot find any information via intemet for BV70 LLC. Please provide resources (physical address, website,
etc.) for this entity.
• Is activity of this nature expected to continue?
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043566
CONFIDENTIAL SDNY_GM_00189750
EFTA01357174