BY SIGNING BELOW, CLIENT ACKNOWLEDGES THAT CLIENT HAS RECEIVED, READ AND AGREES TO THE TERMS OF THIS MARGIN
AGREEMENT, INCLUDING THE MARGIN DISCLOSURE.
This Agreement is subject to the Pre-Dispute Arbitration Clause in Section III, page 5, of the Account Agreement.
Account Number
Individual or joint account (IF THIS IS A JOINT ACCOUNT. ALL ACCOUNT OWNERS MUST SIGN):
Signature Date
Print Name _ SSWEIN
Signature Date
Print Name SSN/EIN
Signature Date
Print Name SSN/EIN
Corporation, partnership, trust or other entity:
CONFIRMATION OF AUTHORITY TO BORROW:
If this is an agreement for a trust, other fiduciary account or other non-natural person's) account, the authorized person hereby certifies and represents that
the use of a margin account and specifically the borrowing, lending and pledging of Securities and Other Property as described herein and in the Margin
Section is in accordance with and authorized by the provisions of the trust or other instrument and Applicable Law governing the trust or other entity.
Signature of Officer, Partner, Trustee, Authorized Party Date
Print Name/Title
Signature of Officer, Partner, Trustee, Authorized Party Date
Print Name/Title
FOR OFFICE USE ONLY
Branch Manager approval for margin accounts: Signature Date
13-AVVM-0198
14 012145532813
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0044204
CONFIDENTIAL SDNY_GM_00190388
EFTA01357578