From: Amanda Kirby
Sent: 2/6/2015 10:05:31 AM
To: PWMUS AMLKYC
Subject:
Attachments per alert 1.pdf; PCR Clearance.pdf
Classification: For Internal use only
Hi,
This alert is also outdated in that it was cleared in October 2013. Please see that clearance and clear these alerts. Thank
you.
Amanda
From: Urvashi Lavania On Behalf Of PWM BIS-Research
Sent: Friday, February 06, 2015 10:00 AM
To: Amanda Kirby
Cc: PWMUS AMLKYC
Subject: per alert [I]
Classification: For internal use only
Hello
Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC
approval.
Please follow the instructions below:
Forward explanation of whether the alert pertains to your client directly to compliance.
Receive confirmation from compliance that alert can be removed from the queue.
Include copies of all responses along with your KYC.
(See attachedfile: per alertp41)(See attachedfile: per alert 1.pco)
Regards
Urvashi
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0045273
CONFIDENTIAL SDNY_GM_00191457
EFTA01358022