Bradley Gillin
Vice President
Deutsche Bank Wealth Management
345 Park Avenue, 24th Fl
New York, NY 10154
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Socurities offered through Deutsche Bank Securities Inc.
From: Vijay-A Sawant
Sent: Monday, July 09, 2018 10:08 AM
To: Bradley Gillin
Cc: Daphne Cales
Subject: 2018 Periodic Review for acct Techview Investments Launder the TECHVIEW INVESTMENTS
RELATIONSHIP
Importance: High
Hello Brad,
This relates to review of above high risk account which is due for remediation 7/31/2018.
Upon review, I have completed the attached checklist and have identified the following RP's based on the dots available
in the repositories & attachments —
Acct Holder — Techview Investments Ltd
Sole Shareholder — Topaz Asset Holdings Ltd
Director & Authorized Signatory — Hetton Management Company Ltd
Authorized Signatory & UBO@Techview; Director@Cayside and Settlor@The Quartz Settlement — Sarkis D. lzmirlian
Authorized Signatory & UBO@Techview; Director@Cayside — Dikran S. lzmirlian
Authorized Signatory; Director@Cayside — Pascale S. Allen
Authorized Signatory — Daphne C. Delaney
Authorized Signatory —Justin T. McDonald
Sole Shareholder@Topaz & Trustee to The Quartz Settlement — Cayside (PTC) Limited
During further review, I noticed that there is already a case launched for this account hich is in
rejected status right now.
I am happy to take over this case, in case you are not working on it already. I will require your assistance on resolving
some of the rejection points that I have gone through already.
If you are ok with this, request you to assign this case to me and I will take it further, thanks.
Kind Regards,
Vijay Sawant
INC Case Representative
Deutsche CIB Centre Private Limited - Deutsche Bank Group
Wealth Management
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