Page 2
CROSS REFERENCE:
PRIMARY BUSINESS NAME: Apollo Management, L.p
LOAD-DATE: June 22, 2018
LEGAL RESULTS:
Court Cases:
** THIS DATA IS FOR INFORMATION PURPOSES ONLY* *
PARTY: Rashid, Mohammed Ali
INCIDENT INFORMATION
JURISDICTION: U.S. Securities and Exchange Commission
SOURCE: SEC Admin. Doc(s) & Press Release dated 10/25/17
DATE: 10/25/2017
AGENCY: U.S. Securities and Exchange Commission
Rashid, Mohammed Ali
Former Senior Partner
FIRM: Apollo Management, L.P.
New York, NY
Action: Complaint
Disposition: Per a Complaint issued by the Securities and Exchange Commission dated
10/25/17, the Commission respectfully requests that the UNITED STATES DISTRICT
COURT, SOUTHERN DISTRICT OF NEW YORK enter judgment: permanently restraining
and enjoining Rashid and all persons in active concert or participation with him who
receive actual notice of the injunction by personal service or otherwise, from violating
Sections 206(1) and (2) of the Advisers Act 15 U.S.C. Sections 80 b-6(1) and (2) or
For internal use only
For internal use only
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0047020
CONFIDENTIAL SDNY_GM_00193204
EFTA01359016