From: Navin-Kumar Pankaj
Sent: Thursday, October 01, 2015 5:22 PM
To: Jj Litchford
Cc: Gwen Hill; 'pwmaog©Iist.db.com'; Prashant Mahendru
Subject: RE: Account Re-opening [I]
Hi Jj,
Since customer "Mort, Inc." is a prospect hence, we require KYCU within one year to approve this re-open request.
s more than one year old.
Kind regards,
Navin Kumar Pankaj
Please send all the PWM AOG- COB mail related Queires to our new Group E-mail ID
Navin Kumar Pankaj
Analyst PWM US Operations
DBOI Global Services Private Limited
Global Business Services
A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur, India
Tel.
Mobile
Email
From: Jj Litchford
Sent: Friday, October 02, 2015 2:18 AM
To: 'pwmaog@list.db.com'
Subject: Account Re-opening [I]
Classification: For internal use only
Hi--
Please re-open account Sort, Inc.). The client is looking to transfer money into the account (per the attached
instruction). It was closed on 5/26/2015 and still appears on FIS Metavante. The client did not send a letter to close, and
the account was recently opened on 2/6/2015. The KYC is still valid.
Thanks,
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0047325
CONFIDENTIAL SDNY_GM_00193509
EFTA01359276