Hello Jj,
AML Compliance has reviewed the PCR alert generated for Jeffrey Epstein, UBO and Signatory on the accounts of Mort,
Inc. Mr. Epstein is an existing client of the Private Bank.
• The subject of the alert is Jeffrey S. Epstein who resides in Farmingham, Massachusetts, United States.
• Our client is Jeffrey E. Epstein who resides in St. Thomas, U.S. Virgin Islands and has no address history in
Massachusetts according to LexisNexis.
AML Compliance clears this alert from an AML perspective as the location and middle initial of the client does not match
that of the alert subject.
Kind regards,
Renee Salhi
Renee Salhi
Associate I AML Compliance Officer
Deutsche Bank Securities Inc.
• ML Compliance
Visit us' littplAwAitclb.com
PARcino!tr Peeform
From: Jj Litchford
Sent: Monday, October 05, 2015 10:24 AM
To: PWMUS AMLKYC
Cc: Armen Brash; Vaishali-P Mehta
Subject: FW: PCR Alert - Jeffrey Epstein [I]
Importance: High
Classification: For Internal use only
Hi AML--
This is a rush request. We need to reopen an account that was auto-closed today and are waiting on the KYC.
Please clear the following PCR alert on Jeffrey Epstein (KYC-). This alert is for Jeffrey S. Epstein, our client is
Jeffrey Edward Epstein, so this is a false positive. Passport and alert attached.
Thanks,
JJ
JJ Litchford
Associate Banker
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0047864
CONFIDENTIAL SDNY_GM_00194048
EFTA01359747