From: Navin-Kumar ]
Sent: 10/1/2015 5:21:45 PM
To: Jj Litchford
CC: Gwen Hill ; Prashant Mahendru
Subject: RE: Account Re-opening III
Hi Jj,
Since customer "Mort, Inc." is a prospect hence, we require KYCI4 within one year to approve this re-open request.
KYC is more than one year old.
Kind regards,
Navin Kumar Pankaj
Please send all the PWM AOG- COB mail related Queires to our new Group E-mail ID
Navin Kumar Pankaj
Analyst PWM US Operations
DBOI Global Services Private Limited
Global Business Services
Email
From: 3j Litchford
Sent: Frida October 02 2015 2:18 AM
To:
Subject: Account Re-opening [I]
Classification: For Internal use only
Hi--
Please re-open account (Mort, Inc.). The client is looking to transfer money into the account (per the attached
instruction►. It was closed on 5/26/2015 and still appears on AS Metavante. The client did not send a letter to close, and
the account was recently opened on 2/6/2015. The KYC is still valid.
Thanks,
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0047975
CONFIDENTIAL SDNY_GM_00194159
EFTA01359835