From: Vijay•A Sawant
Sent: 11/1/2018 9:37:12 AM
To: Richard larossi I I; Bradley Gillin I
Subject: FW: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP II]
From: Stewart Oldfield
Sent: Wednesday, October 31, 2018 6:46 PM
To: Mayur Rathod <
Cc: Richard larossi < >; Bradley Gillin < >; Vinita Advani
>; Vijay-A Sawant <
Subject: Re: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP DJ
Pretty sure we have already provided some of these. I still need to talk to the client about the remaining items. Have
been away for 3 days in sales training with Brad, hope to call client today or tmw.
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Email
Securities offered through Deutsche Bank Securities Inc.
On Oct 31, 2018, at 9:13 AM, Mayur Rathod < > wrote:
Classificabon: For Internal use only
Hi Rich,
Hope all is well.
Following up on the below email sent by Vijay regarding pending rejection items.
Do we have any update on the same.
Thanks & Regards
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Mayur Rathod
KYC Case Representative
Deutsche CIB Centre Private Limited
Wealth Mana ement
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