For Darren K. Indyke PLLC:
1. Please check the Signatory or Full POA box for the signers. (Resolved - J. Lightbody)
2. For the Attorney Trust Account. Is this a IOLA account, and if so, please explain
purpose of the checking. Currently it's noted that it will be "for the daily use of the
company's needs". If this is a clients esrow account this purpose would not apply.
(Resolved - J. Lightbody)
For New York Strategy Group, LLC (both account);
1. Please check the Signatory or Full POA box for the signers. (Resolved - J. Lightbody)
Additional questions/comments:
1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE
Arca membership. Please add more details.
2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120
showing ownership of the company
3. For NY Strategy Group LLC, please provide us with the following:
i. evidence of powers
ii. ownership
iii.signing authority (resolved: J. Franklin)
4. Is Mr. Indyke an accountant (per KYC) as well as a lawyer? Please correct KYC if he
is not an accountant and please run Martindale-Hubbell.
To view the KYC click here https://na4.salesforce.com/5006000000T1JGX
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048597
CONFIDENTIAL SDNY_GM_00194781
EFTA01360325