Securities offered through Deul ecurities Inc.
--- Forwarded by Amanda Kirb on 1128201412:06 PM ---
From:
To:
Cc:
Dom 11/19:2014 09:38 AM
Subject: PCR ALERT - -01
Classification: For internal use only
Hello
Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC
approval.
Please follow the instructions below:
Forward explanation of whether the alert pertains to your client directly to compliance.
Receive confirmation from compliance that alert can be removed from the queue.
Include copies of all responses along with your KYC.
[attachment....PCR Alert 1.pdr deleted by Amanda Kirb klb/dbcom) [attachment " _PCR
Alert 2.pdr e e y man a Kirby/db/dbcom] [attachment PCR Alert.pdr deleted by Amanda
Kirby/db/dbcorn)
Thanks
Ahsan
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048727
CONFIDENTIAL SDNY_GM_00194911
EFTA01360403