(See attached file: PCR Response from RIch 11.28.2014.pdf)
Best,
Amanda Kirby
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Amanda Kirby
Deutsche Bank Trust Company Americas
MOS
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Securities offered through Deutsche Bank Securities Inc.
Forwarded by Amanda Kirby/db/dbcom on 11/28/2014 12:06 PM
From: PWM us-Research
TO:
CO: MMUS AMLKYC:
Date: 11/19/2014 09:38 AM
Subject: PCR ALERT - (I)
Classification: For internal use only
Hello
Attached is an alert for the party mentioned above. Please note that
clearance from compliance is required prior to KYC approval.
Please follow the instructions below:
Forward explanation of whether the alert pertains to your client directly to
compliance.
Receive confirmation from compliance that alert can be removed from the queue.
Include copies of all responses along with your KYC.
see attached file: IRIIMIIIPCR Alert 1. df)(see attached file:
PCR Alert .p see attached file: PCR Alert.p
Thanks
Ahsan
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048801
CONFIDENTIAL SDNY_GM_00194985
EFTA01360449