From: Amanda Kirby famanda.kirby@db.comf
Sent: 7/24/2013 1:59:39 PM
To: Vahe Stepanian (yahe.stepanian@db.com); Jay Lipman (jay.lipman@db.com)
Subject: KYC for Brokerage [I]
Attachments Authoirzation of inquiry capabilities.pdf; Certificate of Good Standing - Southern Trust.pdf; Epstein ID and
Social.pdf; SF Operating Agreement.pdf; Shareholder info.pdf; Southern Trust-Infomatics Articles of Incorporation
and Backgrouns.pdf; SouthernFin Cert of Existence- SouthernTry Cert of Good Standing.pdf; W-9 ST and SF.pdf
Classification: For internal use only
Hello Gentleman!
copied you both on an email with account opening dots for southern
Financial, LLC and southern Trust Company, Inc. Below I am attaching all the
documents I have for a KYC on your end. I also have a KYC for the checking
accounts so let me know if you have any questions. I'm pretty sure everything
is attached below but if you need something else let me know and I'm sure
have it somewhere. I'm out tomorrow and Friday but will have access to my
blackberry and can call either of you if you have any questions (minus my
flight from noon-4 tomorrow).
Thanks!
Amanda
(See attached file: Authoirzation of inquiry capabilities.pdf)(See attached
file: certificate of Good standing - southern Trust.pdf)(see attached file:
JEpstein ID and Social.pdf)(see attached file: SF Operating Agreement.pdf)(see
attached file: Shareholder info.pdf)(See attached file: Southern
Trust-Infomatics Articles of Incorporation and Backgrouns.pdf)(See attached
file: SouthernFin Cert of Existence- SouthernTry Cert of Good Standing.pdf)
(See attached file: w-9 ST and SF.pdf)
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0049628
CONFIDENTIAL SDNY_GM_00195812
EFTA01360938