From: Janice Franklin [janice.franklin+external@db.com]
Sent: 3/6/2014 3:02:18 PM
To: Amanda Kirby jamanda.kirby@db.comi
Subject: Your KYC has been rejected
Your KYC has been rejected.
Case #: 01195159
Relationship: SOUTHERN FINANCIAL RELATIONSHIP
Customer Name: NES, LLC
Customer Number: 00000487265
Reason for Rejection:1. Documentation to evidence additional signer not located.
2. Signers per KYC do not agree to Certificate of LLC Resolution
To view the KYC click here https ://na4. sal es force . com/5006000000XGIyd
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050303
CONFIDENTIAL SDNY_GM_00196487
EFTA01361242