From: Urvashi Lavania
on behalf of PWM 815-Research
Sent: 10/8/2013 9:59:35 AM
To: Amanda Kirby
CC: PWMUS AMLKYC
Subject: rdc alert
Attachments: per alert.pdf; per alert_1.pdf
Classification: For internal use only
Hello
Attached is an alert for the party mentioned above. Please note that
clearance from compliance is required prior to KYC approval.
Please follow the instructions below:
Forward explanation of whether the alert pertains to your client directly to
compliance.
Receive confirmation from compliance that alert can be removed from the queue.
Include copies of all responses along with your KYC.
See attached file: per alert .pdf) (See attached file:
per al e rt_l
Regards
urvashi
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050952
CONFIDENTIAL SDNY_GM_00197136
EFTA01361726