From: Amanda Kirby
Sent: 9/3/2013 5:57:52 PM
To: PWM 815-Research Ipwm.bis-research@db.coml
CC: PWMUS AMLKYC [pwmus.amlkyc@db.coml; Urvashi Lavania
Subject: Re: Richard D Kahn rdc alert III
Classification: For internal use only
Hi,
Thank you for this. I don't see the research report on the Process Portal.
Can you please send it to me?
From: PWM BIS-Research/db/dbcomODBAPAC
To: Amanda Kirby/db/dbcom@OBAMERICAS,
Cc: PWMUS AMLICYC/db/dbcom@OBAmericas
Date: 09/03/2013 04:32 PM
Subject: Richard D Kahn rdc alert
[I]
classification: For internal use only
Hello,
Attached is an alert for the party mentioned above. Please note that
clearance from compliance is required prior to KYC approval.
Please follow the instructions below:
Forward explanation of whether the alert pertains to your client directly to
compliance.
Receive confirmation from compliance that alert can be removed from the queue.
Include copies of all responses along with your KYC.
[attachment "Richard D Kahn rdc alert.pdf" deleted by Amanda Kirby/db/dbcom]
[attachment "Richard D Kahn rdc alert_1.pdf" deleted by Amanda Kirby/db/dbcom]
Regards
urvashi
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051106
CONFIDENTIAL SDNY_GM_00197290
EFTA01361851