gtopwmbankingexceptioncheckprocessing@list.db.com; Oversight Control <oversight.control@db.com>
Subject: RE: OD Referral dated 05-17-2019 For AC # 42953424
Classification: For internal use only
Please provide an update on below.
Regards,
u.
RISH:4131-tSI-tAbt
Wealth Management
(PWM US OPS - BANKING)
DBOI Global Services Pvt Ltd.
Deutsche Bank Group
A-1& A-2, Evolve - Mahindra Technology Park,
Inside Mahindra World City - SEZ, 302029 Jaipur, India
From: Rishabh Shah
Sent: Monday, May 20, 2019 10:16 AM
To: Stewart Oldfield Bradley Gillin ; Monica Gilkinson
Rachel Wachs
Cc: Halina Laczny ; Debra Jasper
gtppwmbankingexceptioncheckprocessing@list.db.com• Oversight Control <oversight.control@db.com>
Subject: OD Referral dated 05-17-2019 For AC # 42953424
Classification: For internal use only
Hi Team,
Please find the attached OD Referral for today and approve these with your decision hand-written on the OD
referral form with two signatures (mandatory).
Please provide the below information on the form -
I. Transactions - Ok to pay / Not Ok to pay
2. Reason on how and when the OD will be covered
3. Seek CRM Approval for any account if overdrawn USD 100K.
Note: If the form reflects an OD decrease then we don't need a decision but it does mean that the referred
account is still in OD situation and needs to be covered.
Regards,
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051463
CONFIDENTIAL SDNY_GM_00197647
EFTA01362150