KYC Print Page 11 of 13
J. Undisclosed Pnncipal Form Complete (Intermediaries Only) F Yes l— No F Not Applicable
K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide wi English
summary of the nature/contents of the non-English Documentation:
https://dbforeepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e. 8/10/2015
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051480
CONFIDENTIAL SDNY_ GM_00197664
EFTA01362165