From: Bradley Gill
Sent: 8/22/2018 8:46:26 AM
To: Alka 8abu
CC: Vijay-A Sawant ; Vinita Advan ; Richard larossi
Subject: RE: 2018 Periodic Review of GoldenTree Asset Management UK LLP (GCIS f$ 448919), GoldenTree Asset
Management, LP (GCIS ft 408981) [I)
Flag: Follow up
Classification: For Internal use only
Looping in Rich as well. Thanks.
Regards.
Brad
From: Alka Babu
Sent: Wednesday, August 22, 2018 8:37 AM
To: Bradley Gillin
Cc: Vijay-A Sawant inita Advani
Subject: 2018 Periodic Review of GoldenTree Asset Management UK LLP (GCIS # 448919), GoldenTree Asset
Management, LP (GCIS # 408981) Ill
Classification: For Miami use only
Hi Brad,
This captioned accounts are due for remediation on 8/9/18 & 10/4/2018 respectively
Upon reviewing the documents from the repositories, attachments and previous KYC's, we have completed the attached
checklist and the assessment is as below :
Acct Holder - GoldenTree Asset Management UK LLP
Below are the RP's :
(i) Golden Tree Asset Management UK Service Co. Limited — 98% ownership of GoldenTree Asset Management
UK LLP
(ii) Golden Tree Asset Management LP — 100% ownership of Golden Tree Asset Management UK Service Co.
Limited
1. Golden Tree Asset Management LLC (General Partner)
2. Steven A Tananbaum (Limited Partner)
(iii) Other authorized signatories are:
a. Barry Ritholz
b. Thomas Gengler
c. Willaim Christian
d. Scanlon Neil
e. Feiler Joshua
We would need the following to proceed further :
• COGS for Golden Tree Asset Management UK Service Co. Limited
• COI or COGS of Golden Tree Asset Management LP & Golden Tree Asset Management LLC
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051858
CONFIDENTIAL SDNY_GM_00198042
EFTA01362445