From: Zack Bunimovich
Sent: Monday, February 12, 2018 6:09 PM
To: Nina Tona
Cc: Rita Shteynberg
Subject: RE: ***REASSIGN NEEDED*** FW: SOUTHERN FINANCIAL LLC - ONB-10101SS (II
Classification: For Internal Use only
Hi Nina,
I will be case managing this request going forward, and will see that it is assigned with our lax team asap. I see that some
work has been done already by Amber, but the fund triggered a full KYC review — I'll find out if we need any extra
documentation/information.
Can you also forward me your original request for what products the client is looking to trade?
Thanks.
Zack
From: Nina Tona
Sent: Monday, Februa 12, 2018 7:42 AM
To: Amber Davis >; Kare ; COB GMLondon-Jax
olanda Wood ita Shteynberg <
Subject: RE: ***REASSIGN NEEDED•••FW: SOUTHERN FINANCIAL LLC - DNB-101015 III
Hello All,
Please advise on the below. The client wants to conduct business and we need to complete this NCA as soon as
possible.
Thank you,
Nina Iona
From: Nina Tona
Date: Friday, Feb ® 2018 10:17 AM
— COB GN1London-Jas
Kareal
Yolanda Wood
Subject: RE: REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-10I0I55 III
Classification: For Internal use only
Hello Kareen
Please advise who will take this on.
Thank you
Nina Tona
From: Amber Davis
Sent: Thursday, February 08, 2018 1:12 PM
To: Kareen Johnson < >; COB GMLondon-Jax < Yolanda Wood
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