rdc
Organization: Southern Financial LLC
DB12000P - Deutsche Bank Private Bank
Batch Date: 2/22/2018
Added to Monitoring: 02/22/2018
Alert Date:
Alert
2/22/2018
Address: Country:VIRGIN ISLANDS, U.S.
Tracking ID: GCIS 00000483882 Reporting ID:
Alerted Entity #: 3 of 3 Risk Priority: Critical Alert ID: 12737031.1162271583653448
Entity Information
Entity ID
Riskid
Entity Name: Southern Financial Group Inc.
Address: Summerville
Recent Event(s): • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACC - Accuse, 12/152008
accused of running a so-called Ponzi scheme by sobciting cash from new investors to pay off redemptions
to earlier investors, 12/15/2008, The Post and Courier (Charleston, SC)
Event: • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACC - Accuse, 12/15/2008
accused of running a so-called Ponzi scheme by soiciting cash from new investors to pay off redemptions
to earlier investors, 12/15/2008, The Post and Courier (Charleston, SC)
Alert Notes
Notes: Southern Financial Group Inc.. was accused of running a so-called Ponzi scheme by soliciting cash from
new investors to pay off redemptions to earlier investors.
Source Information
RDC URL: https //grid.rdc.corn/wssientity.html9entityld=cd06df1e138aac735d3f3d53eb346cc4
Source Name: RiskComect, 02/22/2018
Sources: The Post and Courier (MCT), MEDIA Article,Headline:The Post and Courier, Charleston, S.C., On Business
column, http://plobal.factiva.com/enldu/article.asp?NAPC=SBAccessionNo=KRTCN00020081216e4cf00001
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