From: Tanushree Kirti
Sent: 10/5/2018 11:45:18 AM
To: Nina Tona
CC: Sonya Hunja
Subject: FW: List of WM clients dependent on CIB ICG sales [II ISO
Attachments: WM clients_ICG coverage 31July2018 - CIB update.xlsx; image001.gif
Classification: Strictly ConMental
Hi Nina,
Attached is the list of KCP US clients you had provided previously. Please confirm if this is current so that it can be given
to Aziz Anwar's team to flag WM's interest in CIB system.
Best,
Tanu
Tanu Kirti
Director
WM Mercury Implementation Programme Manager
Tel.
Mobil
Email
WM
From: Tanushree Kirti
Sent: 03 August 2018 16:12
To: Aamir Akram Max Kleinert
Nina Tona Ian Salters anny Heng
Lai Letitia Teo <I IM Wai-EE Sherm
Cc: Saleha Bilal ; Sonya Hunjan Julia Rutsch
Subject: RE: List of WM clients dependent on CIB ICG sales [I] [SC]
Classification: Strictly Confidential
All,
We took the attached list of WM clients to the ICG team to establish the most appropriate way to avoid trades for WM
clients requiring ICG coverage from being blocked due to disconnect between CIB's central offboarding tracker and
Tradefinder data.
There was a preliminary discussion with lain Macara from ICG, who has agreed that for cases where WM ask ICG to
execute trades, WM's order can be taken even if the GM status is Red, provided the Red/Amber cases in CIB are agreed
to be Green centrally via the appointment of a WM ACO.
Before we can take this list for approval, there are actions/ status for WM owners that I have highlighted in column
OF 'COMBINED WITH FILE ID' tab, mainly for Red/Amber cases:
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052077
CONFIDENTIAL SDNY_GM_00198261
EFTA01362589