From: Tanushree Kirti
Sent: 11 October 2018 08:43
To: Victoria Bruce
Subject: FW: Family Office Initiative - Follow Up (I] (SC]
Classification: Strictly Confidential
FYI — as background to yesterday's conversation, attached is the list of clients shared with lain Macara and team for the
exceptional approval to ensure 'Green' status in downstream trading systems.
I have chased KCP US regarding their action. Nina Tona said she will provide Xavier Avila's approval from KCP US cases
that are Red in GM but can be turned Green globally in CIB with WM ACO approval.
Best,
Tanu
Tanu Kirti
Director
WM Mercury Implementation Programme Manager
Tel. +
Mobil
Email
'WM
From: Tanushree Kirti
Sent: 17 September 2018 15:15
To: lain Macara ; Clifford Fourie
Cc: Oliver Bettin Christopher Whyton Katherine Stead
Max Kleinert Victoria Bruce
Subject: RE: Family Office Initiative - Follow Up [I) [SC]
Classification: Strictly Confidential
This is the current list with the actions we have been working with post discussions with Aziz's team.
Best,
Tanu
Tanu Kirti
Director
WM Mercury Implementation Programme Manager
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052087
CONFIDENTIAL SDNY_GM_00198271
EFTA01362597