Thanks,
Zack
From: Nina Tona
Sent: Monday, Februa 12, 2018 7:42 AM
To: Amber Davis >; Kareen Johnson < >; COB GMLondon-Jax
; Yolanda Wood < >• Rita Shte nberg ‹ >
Subject: RE: ***REASSIGN NEEDED***FW SOUTHERN FINANCIAL LLC
Hello All,
Please advise on the below. The client wants to conduct business and we need to complete this NCA as soon as
possible.
Thank you,
Nina Tona
From: Nina Tona < >
Date: Friday, Feb 2018 10:17 AM
To: Amber , Kamen Johnson , COB GMLondon-Jax
, Yolanda Wood
Subject: RE: •••REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC -
Classification For internal use only
Heil '<di eel-;
Please advise who will take this or.
Thank you
Nina Tona
From: Amber Davis
Sent: Thursday, Februa 08, 2018 1:12 PM
To: Kareen Johnson < COB GM London-Jax < ; Yolanda Wood
Cc: Nina Tona
Subject: " " REASSIGN NEEDED FW: SOUTHERN FINANCIAL LLC - ONB
Classification For internal use only
Good afternoon,
This will need to be reassigned due to I am now working strictly GSAM accounts, please have assigned to someone else.
This fund triggered an alert that this account is past review date, so we must complete a full KYC.
Thanks,
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052173
CONFIDENTIAL SDNY GM_00198357
EFTA01362663