Davide-A Sferrazza
Subject: RE: SF ill
Classification: For Internal use only
Hi Xavier
The GB adoption location is Red across all business but this is CIB Green for the US adoption location —
as one of the businesses has asked to retain this. @Jane please confirm which business asked to retain?
In these instances, the GM products will not be offboarded if another business has asked to retain and
the KYC/ACO responsibility sits with that business.
However, please also be aware that this is a High Risk client which is KYC deficient and was last reviewed
in 2015.
Please let me know if any other questions.
Kind regards,
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Monika Valantiejute
GM Projed Merctry
Deutsche Bar*
Winchester House. 1 Great Winchester Street, London, EON 20EI
From: Xavier Avila
Sent: 02 Marc •
To: GM ACO < ; lain Macara Rita Shteynberg
• Jitan Patel Mathew Negus
Cc: Nina Tona Alastair Mackinlay Martin Zeman
vi - Sferrazza
u e :
Thanks Monica, did we hear anything back? The client is asking questions and we have no clear
answers or timeframe to give him. Thanks
Xavier Avila
Managing Director
Deutsche Bank Securities
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052211
CONFIDENTIAL SDNY_GM_00198395
EFTA01362672