From: Zack Bunimovich
Date: Friday. Mar 30, 2018, 11:26
To: Liam Osullivan < Nina Tona . 5(sivier Avil
Martin Zeman Rita Shteynbe
Cc: Mathew Negus lastair ac m av Davide-A Sferrazza
ony num
Subject: RE: Southcm Financial LLC - KYC and credit derivatives/convertible bonds onboarding (Cl JIJ
Classification: For 'Memel nes only
Hi Liam,
Thanks for this. We are good to go from a KYC perspectine. The team is just working on the operational/downstream
pieces now.
Thanks,
Zack
From: Liam Osullivan
Sent: Friday, March 30, 2018 10:32 AM
To: Zack Bunimovich a; Nina Tona « ; Xavier Avila
; Martin Zeman 1.4C1110IIIWUL/.1.1/111•., Rita Shteynberg
Ce: Mathew Negus ; Alastair Mackinlay ; Davide-A Sferrazza
Anthony Lentini
Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding (IJ
Zack,
Richard is on the board of Southern Trust Co. Southem Trust Co. is the sole member of Southern Financial
LLC. The first page of the attached lays out the relationship between Southern Trust Co. and Southern
Financial LLC. The 16th page named Richard as member of the board of Sourhem Trust Co.
Thanks
Liam
Sent with BlackBerry Work
(www.blackberry.com)
From: Zack Bunimovic
Date: Friday, 1
To: Nina Tona Xavier Avila Martin Zcman Rita
Shtcylibcrg
Cc: Liam Mathew Negus Alastair Mackinlay
errata , Anthony Lentini
Subject: RE: Southern Financial LLC - KYC and credit derivatives/comertible bonds onboarding [Cl III
Classification: For urtemal uso only
Wi Nina,
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052226
CONFIDENTIAL SDNY_GM_00198410
EFTA01362677