From: Cynthia Rodr
Sent: 7/18/2017 9:26:00 AM
To: Bella Klein II
Subject: RE: HBRK
Hi Bella,
Our compliance team is requesting more documentation as proof of ownership for HBRK Associates. The document you
provided only shows Rich as a registered agent. Is there anything else that you can provide that shows he is the sole
owner?
Kind regards,
Cynthia Rodriguez
Cynthia Rodriguez
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 4th Fl 10154-0004 New York, NY. USA
Tel.
Fax
Email
From: Bella Klein Imailto:bklein575@gmail.comi
Sent: Wednesday, July 12, 2017 10:47 AM
To: Cynthia Rodriguez <
Subject: Fwd: HBRK
Rich is the only one that is listed
Thank you,
Bella
Tel:
Begin forwarded message:
From: Bella Klein
Subject: Re: UDR
Date: July 12, 2017 at 10:25:44 AM EDT
To: Cynthia Rodriguez
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0053463
CONFIDENTIAL SDNY_GM_00199647
EFTA01363457