From: Rowena Thomas [
on behalf of GBSA WMA [
Sent: 2/5/2018 12:07:38 PM
To: Cynthia Rodriguez [
CC: GBSA WMA [
Subject: RE: GBSA Form Case 01898372 III
Attachments: 18.02.02_The 2017 Caterpillar Trust_1898372.pdf
Classification: For Internal use only
Hi Cynthia,
I have completed the attached GBSAQ to the best of my ability with the information available. Please review, verify, and
sign the attached questionnaire.
Please make sure that you also complete the contact person of the Caterpillar Trust on the form. Thank you.
Kind regards,
Rowena Thomas
Rowena Thomas
Associate Onboarding Specialist
Deutsche Bank Trust Company, National Association
WM Americas
502 Suite 400, 32256 Jacksonville, USA
Tel.
Mobile
Emal
Passim.*Falco-rm.
Securities offered tivough Deutsche Bank Securities Inc.
From: Cynthia Rodriguez
Sent: Monday, February 05, 2018 8:23 AM
To: GBSA WMA < >
Subject: RE: GBSA Form Case 01898372 III
Classification: For Internal use only
Hi,
Here you go!
Kind regards,
Cynthia Rodriguez
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054386
CONFIDENTIAL SDNY_GM_00200570
EFTA01363918