From: Stewart Oldfield
Sent: 5/10/2017 10:34:54 AM
To: Danya Friedma
.
CC: Amlcompliance Inquiries' '" ' ^ " 1; Andrew Gallivan Cynthia
Rodriguez I
Subject: RE: URGENT - SECOND REQUEST - RE: Inquiry Regarding Account 42953715, Client: H8RK ASSOCIATES, INC; Case No.
141374 - DUE MAY 5 ill
Classification: For internal use only
Sorry, I have been out of the office. Will follow up with the client today. Thanks
From: Danya Friedman
Sent: Friday, May 05, 2017 7:41 AM
To: Stewart Oldfield
Cc: Amlcompliance Inquiries; Andrew Gallivan
Subject: URGENT - SECOND REQUEST - RE: Inquiry Regarding Account 42953715, Client: HBRK ASSOCIATES, INC;
Case No. 141374 - DUE MAY 5 [I]
Importance: High
Classification: For Internal use only
Good Morning:
I am writing to follow up on the request below. Please note that the deadline for a response has passed. Please respond
with an answer to the inquiry or a status update as soon as possible.
Best Regards/Mit freundlichen Galen,
PWM AML Compliance
Deutsche Bank
60 Wall SI., 23 Floor
New York, NY 10005 - 2836
From: Danya Friedman On Behalf Of Amlcompliance Inquiries
Sent: Friday, April 28, 2017 1:57 PM
To: Stewart Oldfield
Cc: Amlcompliance Inquiries
Subject: Inquiry Regarding Account 42953715, Client: HBRK ASSOCIATES, INC; Case No. 141374 DUE MAY 5 [II
Importance: High
Classification: For internal use only
Good Afternoon:
The above referenced account has had the following activity. To assist in this review and further document your
supervision of this account, please provide information regarding the following transactions. Your complete response
must be received within 5 business days.
3/16/2017, $40,000.00, ACHRAYUT LEUMIT LTD at BANK LEUMI LE ISRAEL B.M.
1. Please explain the purpose of this Outgoing Wire.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054622
CONFIDENTIAL SDNY_GM_00200806
EFTA01364109