From: Roddy Moore
Sent: 8/28/2015 2:56:27 PM
To: Ariane Dwyer
CC: Vahe Stepanian I I • Daniel Sabba Collateral Admin-NY
Subject: URGENT: Collateral Admin - N4G026161 Ill
Attachments: 2013 SF KYC.PDF; 2014 SF KYC.PDF
Classification: For Internal use only
This should be sent to the back office. CC'd... They'll also need the SIC code to set up the acct.
From: Ariane Dwyer
Sent: Friday, August 28, 2015 2:54 PM
To: Roddy Moore
Cc: Vahe Stepanian; Daniel Sabba
Subject: [I]
Classification: For Internal use only
Please find attached KYCs for Southern Financial.
Best,
Ari
Ariane Dwyer
Analyst I Koy Client Partners - US
Deutsche Sank Securities Inc
Deutsche Asset & Wealth Management
345 Park Avenue. 26
New York. NY.10154-0004
Tel.
Email
PrAscs-t ."ID" PetraI'm
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0055868
CONFIDENTIAL SDNY_GM_00202052
EFTA01365194