From: Patrick Campion
Sent: Friday, May 18, 2018 4:14 PM
To: Anthony Western <anthoni.westerniadb.com>; Kimberly Hart <kimberly.hart@_db.com>; Stewart Oldfield
<stewart.oldfield@db.com>; Charlie Burrows <charlie.burrows@db.com>; Nicholas Haigh <nicholas.haigh@db.com>;
Rachel Goodwin <rachel.goodwin@db.com>
Cc: Andrew Gallivan <andrews,allivan@sib.com>
Subject: RE: Ashley deposit update [I]
Classification: For Internal use only
Thank you Tony. I'm comfortable with those proposed controls and I approve opening the account with a side letter
capturing the language regarding waiver of set off. I leave that to Stewart and Rachel.
Kind regards,
Patrick Campion
Patrick Campion
Managing Director I Head of Wealth Management Americas
Deutsche Bank Trust Company Americas
Wealth Management - Americas
345 Park Avenue, 10154-0004 New York, NY, USA
From: Anthony Western
Sent: Friday, May 18, 2018 3:33 PM
To: Kimberly Hart <kimberly,hart@db.corn>; Stewart Oldfield <stewart.oldfield@db.com>; Charlie Burrows
<charlie.burrows@db.com>; Nicholas Haigh <nicholas.haigh@db.com>• Rachel Goodwin <rachel.goodwin@db.com>
Cc: Patrick Campion <patrick.campion@db.com>; Andrew Gallivan <andrewaallivan@db.com>
Subject: RE: Ashley deposit update [I]
Classification: For Internal use only
Providing we are able to reach agreement on the side letter specifics, the following controls are available as reference
for present and future servicing personnel.
1. Deposit Application - at the account level we can place a permanent or temporary remark that will alert a user that
a standing side letter is in place.
2. DBforce The side letter will be within the document repository section that should be referenced when setting up
a new account.
Thank you
From: Kimberly Hart
Sent: Friday, May 18, 2018 2:35 PM
To: Stewart Oldfield <stewart.oldfield@db.com>; Charlie Burrows <charlie.burrows@db.com>; Anthony Western
cinthony.western_@db.con»; Nicholas Haigh <nicholas.haigh@db.com>; Rachel Goodwin <racheleoodwineadb.com>
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0057430
CONFIDENTIAL SDNY_GM_00203614
EFTA01365961