MASTER PROFILE
a Legal Name
Southern Financial, LLC
Global Risk
HIGH
Master KYC Profile SRC Nexus
No
Summary
RDC Check Status Not Alerted
Next Review Date 20190503
CDD Entity Type Private Entity
Has RDC Screening been done? Yes
Deferral Flag No
Migration Date 201809037101211.523 GMT
Entity/Legal Name Southern Financial, LLC
KYCMode Full
Last Review Date 03,0512018
Entity Details
Internal ID List
Is Restricted Identifier Affirmation Status Name Internal Name
SOUTHFIN LE Pending COB review - OPENLINK
Paragon (PARAGON) Paragon (PARAGON)
DBForce Customer Number DBForce Customer Number
(DBFORCE_CUSTOMER_NUMBER) (DBFORCE_CUSTOMER_NUMBER)
Tax Details •
Tax ID Country ISO
United States
Client Role List •
Client Role
Underlying Principal
Principal
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0059789
CONFIDENTIAL SDNY_GM_00205973
EFTA01368128