Tn party Agent N
C'aSS2fication SIC Cede 6159
CIass:fication Bundesbank Sec!or Code 9126
Business Relationship
•
Adoption Business Unit
Status BR Name Adoption Entity View BR Participant Role Adoption Date
Location Name
Southern Financial. Principal 26/07/2017
Inactive United Kingdom Markets DB AG (London) 1007494283
LLC_Markets_NSP
Southern Financial, Principal
Inactive United States Markets DBSI 1007494283 20/01/2015
LLC_Markets_NSP
Southern Financial
Active United Kingdom Markets DB AG (London) 1010240825 Agent 15/07/2016
LLC_Markets_NSP
Southern Financial, Uc AC Principal
Inactive United States Markets DBSI 1014449003 08/12/2017
ORDER_Markets_NSP
Related Parties
•
Folder ID Entity Type Entity Name
MASTER-57623 Ultimate Beneficiary Owners Jeffrey Edward Epstein
MASTER-57623 Legal Representative Jeffrey Edward Epstein
Entity Information
Eligible
Eligible Deferral Deferral Deferral Last Next Conditional Conditional
Migration KYC AdoptionCalculation Risk for
For Activation Review Review Approval Deferral Approval
Fla Expiration Date Status Location Reason Ratingexpiratierf Expiry DateEscalation
Deferral g Date Date Date Date Status
Date
Yes 01/01/197003/09/201801/01/19702018051720190517Completed DE High 03/09/201901/01/1970
01/01/197001011197001/01/19702018051720190517Completed Global
No No GB HIGH 01/01/197001/01/1970 true
Standard
01/01/197001/01/197001/01/19702015011620160116Completed US High 01/01/197001/01/1970 true
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CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0059791
CONFIDENTIAL SDNY_GM_00205975
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