Briana Saffold
From: Martin Zeman
Sent: Friday, April 27, 2018 8:49 AM
To: Zack Bunimovich; Nina Tona; Rita Shteynberg
Cc: Liam Osullivan; Davide-A Sferrazza; Xavier Avila; Joshua Shoshan
Subject: FW: Please fill out -> CRS + UK FATCA form [C] [I]
Classification: For internal use only
Zack,
See below confirmation from Southern Financial as requested. Let's get this processed as a priority now please.
Thank you
Martin
From: Darren Indyke AOL [mailto:
Sent: Thursday, April 26, 2018 6:29 PM
To: Martin Zeman <a.
Cc: Richard Kahn ; Paul Barrett .: >; Liam Osullivan
>; Xavier Avila < >; Davide-A Sferrazza <
Stewart Oldfield Jeanne Brennan
Subject: Re: Please fill out -> CRS + UK FATCA form [CI
Confirmed.
Sent from my iPhone. Please excuse the typos.
On Apr 26, 2018, at 5:46 PM, Martin Zeman < wrote:
Richard,
Thank you for your response from last week. Our verification team would like you to confirm the nature
of business for Southern Financial LLC. A simple "confirmed" will suffice please.
Clarification of the Nature of Business
o Private investment vehicle; allocates capital across various asset classes and
trading strategies.
Thank you
Martin
Martin Zeman
Director I Key Client Partners
t
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0059929
CONFIDENTIAL SDNY_GM_00206113
EFTA01368250