DEUTSCHE BANK AL
ASSET & WEALTH MANAGEMENT DIVISION
SWAPS PROTOCOL
Index
I. Introduction
2. Part A — Reporting Consent and US Person Certification
3. Part B — Swap Trading Addendum with Annex (US Person Only)
4, Part C -Previsions for Non-US Person Counterpatties
5. Swap Agent Statement (US Person Only, if applicable)
6. EC? Questionnaire for Guarantora (US Person Only, ifapplicable)
7. End-User. Exception Self-Certification (US Person Only, if applicable)
8. Portfolio Reconciliation Procedures (US Persons Only)
9. Glossary
Version: January 29, 2014
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0060099
CONFIDENTIAL SONY GM_00206283
EFTA01368377