From: Stewart Oldfield
Sent: 2/19/2019 1:55:12 PM
To: Lisa-M Ramos
CC: Michael Coomb-Smith • Su'e ri Olivo ; Brigid Macias
; Michele-M Quattrocchi ; Daphne Cales
• Bradle Gillin
BCC:
Subject: Re: A/CU 35-267-258 (SBL Pending)
Thanks. Will sort it out next week. This account will be closed soon anyway. Thanks
Stewart Oldfield, CFA, CAIA
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Email
Securities offered through Deutsche Bank Securities Inc.
On Feb 19, 2019, at 1:34 PM, Lisa-M Ramos < > wrote:
The following account had three consecutive statement return occurrences. The account will
be placed in Suspended Balance Ledger (SBL) status on March 5,2019 if a new address is
not made to FIS before that time. No hard copy statements will be generated (only imaged
statements) and the account will be put on No Post until the client provides a letter to
verify/change of the address. Please submit a DB Force case prior to March 5, 2019 to Doc
Management-Hold Mail with case subject Returned Mail to advise Doc Management on what
to do with the returned items after the system is updated
o
ND KARYNA SHULIAK 9/26/2018 7/31/2018 Statement $745.53
ND KARYNA SHULIAK 10/12/2018 8/31/2018 Statement $22,489.19
ND KARYNA SHULIAK 10/29/2018 9/30/2018 Statement $22,166.22
ND KARYNA SHULIAK 12/12/2018 10/31/2018 Statement $20,381.30
NO KARYNA SHULIAK 1/18/2019 11/30/2018 Statement $18,583.52
cimage(101.gif>
Lisa Ramos
Assistant Vice-President I WM Operations Aincricas I Team Lead. Document Management
DoubtIli. • • 1 Mana
Tal. -I Email
bflos:fim% .inatinutdb.contramins m-peratmg-us
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0061471
CONFIDENTIAL SDNY_GM_00207655
EFTA01369292