From: Vijay•A Sawant
Sent: 8/31/2018 8:37:49 AM
To: Stewart Oldfield
CC: Richard larossi Mayur Rathod Bradley Giffin
Subject: RE: 2018 Periodic Review of accts Mort, Inc (GCISI and Gratitude America Ltd (GCISJ under the
SOUTHERN FINANCIAL RELATIONSHIP
Importance: High
Hi Stewart,
Because both accounts Mort & Gratitude are part of the same KYC we require Mort COGS or SoS, so this
case can be submitted.
SoS is the screenshot of this entities registration confirmation from the state registry website. Alternatively you can
provide us the COGS dated within the last 6 months for Mort. This is the only pending item for this case, thanks.
Kind Regards,
1
Lir .
Vijay Sawant
KVC Case Representative
Deutsche CIS Centre Private Limited - Deutsche Bank Group
Wealth Management
B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway
Goregaon East, Mumbai • 400063, India
From: Stewart Oldfield
Sent: Friday, August 31, 2018 5:52 PM
To: Vijay-A Sawant
Cc: Richard larossi Mayur Rathod Bradley Gillin
Subject: Re: 2018 Periodic Review of accts Mort, Inc (GCla) and Gratitude America Ltd (GCISfs under the
SOUTHERN FINANCIAL RELATIONSHIP
Do we need Mort to complete Gratitude? Also, what is SOS? Thanks
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue New York, NY 10154
Securities offered through Deutsche Bank Securities Inc.
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0061502
CONFIDENTIAL SDNY_GM_00207686
EFTA01369312