Deutsche Bank
Compliance
PWM US AML Compliance & DB US AML Compliance Approval
AML Compliance Management has reviewed the above documentation regarding the PCS AML
Monitoring Program. The program is deemed to be sufficient as is and no residual risks are
anticipated.
OR
AML Compliance Management has reviewed the above documentation regarding the PCS AML
Monitoring Program. The program is deemed to be sufficient, except for the area of
The residual risk is limited to
As such, no action items are recommended at that time.
OR
AK. Compliance Management has reviewed the above documentation regarding the PCS AML
Monitoring Program. The program is deemed to be sufficient, but I recommend the following
action items:
A.
B.
C.
'Signature — Head of PWM US AML Compliance Date
Signature — Head of DB US AML Compliance Date
' Electronic Signatures are acceptable and attached
http://complianceintranet.db.comll 40
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062925
CONFIDENTIAL SDNY_GM_00209109
EFTA01370260