From: Trey Jackson
Sent: Tuesday, October 16, 2018 11:05 AM
To: Rob Wang <
Cc: Ashvinkumar Chougule < >; Ronny Fung < MI>
Subject: RE: New Client Risk rating for WM clients ill
H Rob-
Let me check and get back to you shortly.
Thanks,
Trey
Trcyvon Jackson
Assistant Vice President
Denisehe Bank Wealth Management
BUS: S X ill o<•. Ti
.51122 (1:11.:
Tel: +I (904)645-1,W1
WM Mercury on myDB
From: Rob Wang
Sent: Tuesday, October 16, 2018 11:01 AM
To: Trey Jackson <
Cc: Ashvinkumar Chougule < >; Ronny Fung
Subject: RE: New Client Risk rating for WM clients III
Classification: For Internal use only
Hi Trey,
Do you have timeframes or estimates in terms of adoption for all clients where their client risk was last rated using the
old methodology (prior to October 1st)? It would be helpful to have scats on tt of clients with their next regular review
schedule.
Thanks
Rob
From: Trey Jackson
Sent: Tuesday, October 16, 2018 9:53 AM
To: Rob Wang <
Cc: Ashvinkumar Chougule < >; Ronny Fung
Subject: RE: New Client Risk rating for WM clients
Hi Rob-
Please see training material attached.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0063858
CONFIDENTIAL SDNY_GM_00210042
EFTA01370815