From: Stewart Oldfield [
Sent: 11/15/2017 1:15:03 PM
To: Cynthia Rodriguez
Subject: RE: Portfolio alert_ [I)
She shows up in DB Force as a prospect but linked to Southern Financial
From: Cynthia Rodriguez
Sent: Wednesday, November 15, 2017 1:09 PM
To: Stewart Oldfield <
Subject: RE: Portfolio alert_
Classification: For Internal use only
None that I've kyc'd. I would respond and let them know this person is not part of any of our kycs.
Kind regards,
Cynthia Rodriguez
It%
Cynthia Rodriguez
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue 24th Fl 10154-0004 New York, NY. USA
From: Stewart Oldfield
Sent: Wednesday, November 15, 2017 1:07 PM
To: Cynthia Rodriguez <
Subject: FW: Portfolio alert_
Which account is this related to? I assume this is a different person
From: Priyanka Rathore On Behalf Of PWM BIS-Research
Sent: Monday, November 13, 2017 5:57 PM
To: Stewart Oldfield
Cc: PWM BIS-Research < >; PWMUS AMLKYC <
Subject: Portfolio alert_
Hello,
Attached is look back alert for the party mentioned above.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0063948
CONFIDENTIAL SDNY_GM_00210132
EFTA01370873