From: Liam Osullivan [Liam.osullivan@db.com]
Sent: 5/23/2018 9:24:02 AM
To: Richard Kahn lrichardkahn12@gmaiLcomj; Martin Zeman [martin.zeman@db.com]; Paul Barrett
ipaul@alphagroupcapital.com]; Xavier Avila Ixavier.avila@db.com]; Davide-A Sferrazza [davide-
a.sferrazza@db.com]; Stewart Oldfield Istewart.oldfield@db.com]; Joshua Shoshan ljoshua.shoshan@db.coml;
Jeanne Brennan (jabwcpa@gmail.com]
Subject: RE:signed confirms [Cl
Attachments: fax-2018-05-16-053509.pde fax-2018-05-16-053210.pdf; fax-2018-0S-16-052609.pdf
classification: confidential
Rich,
Last week you returned the signed confirmations for the EURUSD options that were traded on 05/18. we
amended the confirms to reflect the premium on each trade. We are required to have the attached amended
confirms signed.
I apologize for the inconvenience.
Please contact us with any questions.
Thank you,
Liam
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel. +1 212 454-0453
Email liam.osullivan@db.com
KC,
' products and services are intended and available only for persons who are sophisticated institutional
investors within the meaning of the FINRA Rule 4512(c)(3), and who are capable of evaluating the
strategies, characteristics and investment risks of, and exercising independent judgment in evaluating,
the ideas and products discussed herein. Trades and transactions are subject to relevant internal
approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea
discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP)
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purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment
advice. The information set forth herein is confidential and personal to you and is being presented for
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whole or in part) or disclosure of its content without our written consent is strictly forbidden. This
communication does not create any legally binding obligation on the part of DBSI or any of its
affiliates.
Original Message
From: Richard Kahn [mai lto:ri chardkahn120gmai 1.com]
Sent: Thursday, May 17, 2018 2:50 PM
To: Martin Zeman <ma rti n.zeman@db.com> ; Paul Barrett <paul@al phagroupca pi tal com›; Xavier Avila
<xavier.avila@db.com>; Davide-A Sferrazza <davide-a.sferrazza@db.com›; Stewart Oldfield
<stewart.oldfield@db.com>; Joshua Shoshan <joshua.shoshan@db.com>; Liam Osullivan
<Liam.osullivan@db.com>; Jeanne Brennan <jabwcpa@gmail.com>
Subject: signed confirms
Richard Kahn
HBRK Associates Inc.
S7S Lexington Avenue 4th Floor
New York, NY 10022
tel 212-971-1306
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0064026
CONFIDENTIAL SDNY_GM_00210210
EFTA01370924