From: Vijay•A Sawan
Sent: 7/23/2018 2:25:28 AM
To: Bradley Gillin
CC: Stewart Oldfiel
Subject: RE: FinCEN CDD Form - Epstein/SOUTHERN FINANCIAL RELATIONSHIP [CI
Importance: High
Hello Brad,
Many thanks for the dots. I will review each of the form and advise in due course.
However, upon a cursory glance, I noticed that not all of the accounts are covered for CDD forms in the attachment sent.
Please see list of ALL accounts due for remediation this year below, from this relationship. The CDD form is missing for
entity highlighted in yellow below. Kindly provide the same, when available, thanks.
Darren K. Indyke PLLC
Southern Trust Company, Inc.
Zorro Management, LLC
J. Epstein Virgin Islands Foundation, Inc
Hyperion Air, LLC
JEGE, LLC
Neptune, LLC
Gratitude America Ltd
Mort, Inc
LSJE, LLC
Southern Financial LLC
NES, LLC
Plan D, LLC
JEGE, Inc
Jeepers, Inc
Prytanee, LLC
Kind Regards,
Vijay Sawant
KYC Case Representative
Deutsche CIB Centre Private limited - Deutsche Bank Group
Wealth Management
at, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway
Goregaon East, Mumbai - 400063, India
Tel.
Mobile
From: Bradley Gillin
Sent: Friday, July 20, 2018 8:47 PM
To: Vijay-A Sawant
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0064171
CONFIDENTIAL SDNY_GM_00210355
EFTA01371026