From:
SeM: 12/20/2018 3:51:56 PM
To:
Subject: Thu 20 Dec 2018 15:51:56 Conversation #14535691
# Interaction information
interlD: 14535691
startTime: 2018-12-20T15:51:56-0500
endTime: 2018-12-20116:03:42-0500
employeelD:
buddyName:
networklD: MicrosoftUC
employeelPAddr: 10.99.72.183
serverName: US DS IM Exporter CATCH ALL
dbID: 1
deploymentlD: 0
outgoingFlag: true
supervisedFlag: true
internalFlag: true
roomName:
# Start of interaction
# Participant MicrosoftUC:- entered on 2018-12-20115:51:56-0500
# Participant information
buddyName:
networklD: Micros° UC
employeelD:
# End of participant information
MicrosoftUC (2018-12-20115:51:56-0500): u still here?
MicrosoftUC: (2018-12-20115:53:42-0500): All,
To sum up our call this afternoon, we have agreed to give until 28th Feb 2019 for the J. Epstein accounts
and relationship transition from Deutsche Bank. we have also agreed to allow for liquid products to be
traded until the relationship is exited.
Andrea - as this process is underway, please do let me know what options there are for a change in
registered representative. Though I understand we have to allow a certain time for the exit, and there
has to be someone registered with their CA number, I would prefer not to be the registered representative
on the account any longer.
Stewart is preparing the official letters to go out, so if anyone has any comments on the process, please
coordinate with him and myself.
Best regards,
martin
# Participant microsoftuc:stewart.oldfield@db.com left on 2018-12-20116:03:42-0500
# End of interaction
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065485
CONFIDENTIAL SDNY_GM_00211669
EFTA01371896